Financial Services
As we advise newly listed companies, one recurring observation is that quarterly and periodic LODR filings are generally straightforward because they follow a defined compliance calendar. The greater challenge lies in event-based disclosures under Regulation 30, where timely compliance depends on internal stakeholders promptly identifying and escalating material events to the compliance function.
How do leading listed companies address this operational challenge? Is the process driven primarily by the Compliance Officer and Company Secretary coordinating with business functions, or is it supported by automated workflows and structured escalation mechanisms for real-time reporting?
These are some of the practical questions we explore in our latest article, examining how organizations can build an effective compliance framework for timely and accurate disclosures under the SEBI LODR Regulations.
Visit here: https://filfoxlaw.com/






